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3 Social Models Broker Dealers Need to Avoid

Enabling financial professionals  — advisors, brokers, agents, wealth managers — to not just use but succeed with social media marketing poses a number of challenges. Regulatory compliance, combined with the need to generate an order of magnitude more client-facing content is a perfect storm for firms juggling many issues like DOL compliance, or simply avoiding the hazards with existing …

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Introducing Card Review

Today we’re releasing Card Review, a new addition of Gainfully’s content policy capabilities that will put more power in the hands of compliance professionals. The Gainfully Card Review process provides an end-to-end solution so agents and advisors can coordinate directly with compliance to identify and approve social-enabled content from across the financial services industry. With over 30,000 content …

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